Security Token
Structuring as a Service

An end to end, technology-driven service that can transform a traditional asset into a programmable digital security that can be readied for trading on any supporting ATS.

Security Tokens

Programmable Securities are eating the world of FinTech.

Programmable Securities Issuances will soon dwarf the ICO Market. The rise of cryptocurrencies and their faster settlement, improved liquidity and reduced administrative burden is getting people excited about securitizing assets on the blockchain.

Security Tokens
Security Tokens

Securitizing Assets on the Blockchain is not so simple as it sounds.

Programmable Securities are not just smart contracts. Programmable securities require extensive legal work prior to issuance, and extensive technical configuration and administration after issuance in order to maintain compliance.

The SeriesX team can take your idea from conception to delivery, or assist with any point in between.

Just like early stage teams don’t need underwriters or M&A bankers on their founding team, the team that is required to build your blockchain product is different than the one that you need to issue your programmable security. Our team of securities and contract lawyers, our technical team, and our issuance professionals can work with you every step of the way to help you bridge the gap between idea and issuance.

Security Tokens

SeriesX Projects

Certified Investor Relations Network

Learn more about the Vertalo platform

Team

Dave Hendricks

Dave has been named one of New York's top technology innovators by Business Insider. Hendricks worked with co-founding partner and CTO of Vertalo, William Baxter in 2000 at ExperianCheetahMail where they pioneered the self-service data-driven email marketing, transforming the company into one of the top providers of e-marketing services in the email industry.

Dave Hendricks

CEO & Co-Founder
William Baxter

William earned a PhD in Mathematics from UC Berkeley, built large-scale software systems for companies including ExperianCheetahMail and Bloomberg, and coached many teams and executives through adoption of agile programming and lean management. He has built his best team to date at SeriesX and Vertalo.

William Baxter

CTO & Co-Founder
Gautam Gujral

As a Managing Director at Credit Suisse, Gautam represented the Prime Services department on a senior management level and as a member of the Prime Services Management Team. Prior to joining Credit Suisse, Gautam was a Special Counsel at the U.S. Securities and Exchange Commission’s Division of Market Regulation. At the SEC, Gautam was awarded the SEC’s prestigious Capital Markets Award as a member of the “Exchange Team” responsible for proposing broker-dealer and exchange regulation and oversight to the then current technological and market developments. Gautam earned his J.D. at Georgetown University and his B.A. at the Colorado College.

Gautam Gujral

General Counsel & Co-Founder
Pierrick Vulliez

Pierrick Vulliez is an entrepreneur who has founded and led several high-tech companies. Since 2004 he has dedicated his time and energy towards building and growing successful ventures based on innovative ideas. With a strong executive and operational background in the Defense & Aerospace market Pierrick has acquired over the years a keen understanding of the challenges related to technology being regulated and meeting industry standards. Originally from the French Alps, he holds a Master of Science in Electrical Engineering from ESIEE Paris. A fan of skiing and soccer he enjoys physical outdoor activities and spending time with his family.

Pierrick Vulliez

Director
Eric Stewart

Eric Stewart is a software-focused technologist who has served as a developer, lead, architect, coach, trainer, speaker, manager, and mentor for more than 20 years. With a degree in Computer Science from the University of Texas at Austin, Eric has delivered products and services during Stints at companies including Nirvana Systems and Mumboe led software architecture at RenewData. He recently had a more entrepreneurial Stint as the first employee and CTO of Agile Velocity before starting a consulting practice, but the opportunity to help create a more decentralized world with SeriesX was hard to pass up.

Eric Stewart

Development
Ed Gomez

Ed is a legal professional with over twenty-five years of experience in IP litigation, counseling, portfolio management, strategic planning, acquisition, divestiture and licensing, and experience in corporate governance and public company reporting.

Ed Gomez

Legal (Patent, Structures)
Karl Llewellyn

Karl has envisioned, designed and created online user experiences for over 15 years. He has delivered great experiences across a wide range of industries, from social networks, e-commerce to financial services. In recent stints at JP MorganChase and Bank of America, he was involved in delivering solutions at scale while building talented, agile-focused teams in the process. Karl holds a BFA from the Cooper Union for the Advancement of Science and Art.

Karthik Srinivasan

Karthik has extensive experience in financial and strategic analysis. He executed numerous transactions as an investment banker at DLJ and in corporate development at Yahoo. He has also invested in multiple layers of the capital structure across industries at various hedge funds and at Bain Capital.

Karthik Srinivasan

Finance, Operations
Stephen Karaga

Stephen graduated from Georgia Institute of Technology with a degree in Management. Stephen has worked been working professionally with Javascript technologies for the last four years with full-stack experience. He is deeply passionate about working with the technical and practical aspects of Blockchain technology and its transformative potential for improving society.

Stephen Karaga

Development
Paras Shah

Paras has built and been a part of two SaaS companies focused in the oil and gas space at very early stages. With a degree in International Trade & Finance from Louisiana State University, Paras has been enamored with traditional and cryptocurrency markets for several years.

Paras Shah

Operations
Ian Defilippi

Ian analyzes token economics, network valuation, and token sale structuring. After a 9 year stint as a technology consultant in corporate finance, he discovered blockchain and jumped into the rabbit hole of token issuance and tokenomics. Ian helps companies in the blockchain space to see things through an economic lens. He holds an MBA with a concentration in finance from Texas McCombs, and a B.S. in Computer Engineering from the Catholic University of Peru.

Ian Defilippi

Token Economics
Jacobus Boersma

Jacobus is an experienced marketing executive with an entrepreneurial spirit and a passion for fostering new ideas. While building and leading teams in both startups and Fortune 500 corporations, he devised successful B2B & B2C marketing strategies, and rolled out enterprise-level marketing data solutions. Before joining SeriesX, Jacobus co-founded Zumby, a micro-influencer ad tech company. In his free time, Jacobus is an avid fitness enthusiast and audiophile.

Jacobus Boersma

Marketing

Advisors

David Johnston

David Johnston is a founder and the current Chairman of Factom, one of the most successful Blockchain technology companies in the world. In addition to David’s successful stint at Factom, he was also one of the first advisors to Ethereum’s Vitalik Buterin. David is also the author of The General Theory of Decentralized Applications and a frequent speaker at Blockchain events around the world. In his advisory role to SeriesX, David will help with our Token economics, decentralized application design, fundraising and marketing. In addition to his role at Factom, David also sits on the board of Polymath.

David Johnston

Blockchain Expert
Arul Murugan

Arul is the founder and CEO of 11-11 Ventures, LLC. Arul serves on the board of directors of TiE Atlanta and several early stage technology companies, and is also a member of the Grow committee of Tech Alpharetta. Arul also founded Enrich in 2003 and grew it to a global company across North America, Europe and Asia. During his tenure with Enrich, Arul acquired two UK-based companies and setup global development centers across three cities in India. He was recognized as “Entrepreneur of the Year” by B2B magazine, FETNA and E&Y. Under Arul’s leadership, Enrich was recognized as Inc. 500/5000 company five years consecutively (Top 5 in IT), Deloitte Technology Fast 50 company and a pacesetter company from Atlanta Business Chronicle. Arul received his Bachelors in Mechanical Engineering from Madurai Kamaraj University, India, and is also a CPIM from APICS. He lives in Johns Creek (Atlanta, GA) with his lovely wife and two wonderful kids. He loves skiing, mountain biking, meditation, and water sports.

Arul Murugan

Security Tokens
Brian Smiga

Brian is an active advisor to Pritzker Group VC. a partner at Alpha Venture Partners, and an investor in several growth tech companies. Brian originates and evaluates investment opportunities, manages venture and LP relationships, and provides product, marketing, strategic partnership, recruiting, financing, and operating expertise to portfolio companies. Brian also holds 6 patents in CRM and leads the local TEDNavesink branch in NJ.

Brian Smiga

Investor Relations
Alexandra Damsker

Alexandra Damsker is a securities attorney (15+ years experience, SEC trained), who has founded and run two successful startups with one exit. She currently serves as legal and business strategy advisor to several blockchain companies, directors, investors and attorneys.

Ed Zimmerman

Ed first joined Lowenstein in 1991 and co-founded The Tech Group in 1998 which now represents startups and growth companies, as well as the VCs and PE firms that invest in them. Ed has been an Adjunct Professor of Venture Capital at Columbia University’s Graduate School of Business since 2005. He has personally invested in more than 50 startups and more than 20 venture funds. Ed co-founded and runs VentureCrush, which also includes FirstGrowthVC and AngelVineVC. Ed graduated from University of Pennsylvania School of Law in 1992 and Haverford College in 1989.

Ed Zimmerman

Legal (Corporate, Offerings, Regulatory)
Shruti Gandhi

Shruti brings a strong mix of operating and investing experience. Previously, Shruti was an early stage venture capital investor at True Ventures, Samsung Electronics, Lightbank, HighBAR Partners, and the i2A Fund. Shruti started working with Machine Learning algorithms while working on her master's thesis in computer science from Columbia University on understanding user behavior on instant messaging platforms. While at IBM she worked on self learning algorithms that detected user location based on IP addresses, which she later incorporated into the Lotus Sametime product. Later, her company Penseev helped users make better connections with their friends based on social data. When not investing, she is hacking on some app or thinking about ways she can be in many places at one time. Shruti also has an MBA from the University of Chicago, where she polished her finance skills before making the switch from engineer/founder to investor.

Shruti Gandhi

End User Discovery
Stefan Dunatov

Stefan is an experienced Chief Investment Officer with a demonstrated history of working in the investment management industry. Skilled in Personal Pensions, Endowments, Investment Advisory, Insurance, and Investment Management.

Stefan Dunatov

Finance
Gary Deutsch

Gary is CFO and EVP of Corporate Development for LiveIntent. Gary oversees all finance, accounting, M&A, investor relations and legal matters, as well as Marketing. Prior to LiveIntent, Gary was CFO of Tagman and M5 Networks, both of which exited by selling to larger competitors. Gary has worked at a mixture of start-ups and large companies, including Lucent and The Walt Disney Company, covering functions including marketing, strategy and BD, and finance. Gary has an MBA from Wharton and attended the University of Colorado at Boulder for undergrad.

Gary Deutsch

Finance
Graham Loew

Graham serves as the Head of Enterprise Applications at Snap Inc., focused on their suite of Financial applications. Prior to that, Graham was the Director of IT at Coinbase where he multiplied employee productivity by building foundational IT infrastructure, and exceptional operations. Graham's IT compliance and security initiatives helped Coinbase obtain a BitLicense from the New York State Department of Financial Services. Prior to Coinbase, Graham served as the Director of IT Operations at Facebook. During his seven year tenure, he helped the company scale from 400 to over 10,000 employees.

Graham Loew

Security
Josh Baer

Josh is the Founder and Executive Director of Capital Factory, the entrepreneurial center of gravity in Austin, TX. Capital Factory has 50,000 square feet full of startups and entrepreneurs, providing startup education, workspace and networking opportunities for members. Josh is a Fellow at Eisenhower Fellowships, member of the Board of Directors at Texas Tribune, and sits on the Texas Health Advisory Catalyst Panel at UT Austin. Josh earned a degree in Computer Science & Information Decision Systems from Carnegie Mellon University

Josh Baer

Community
Alan Chappell

As Founder and President of Chappell and Associates, Alan helps media and tech firms craft their privacy and data strategy. He has been appointed as privacy ombudsman by the U.S. Trustees Office for large bankruptcy cases. Alan is Vice Chairman of the board of the Network Advertising Initiative, Co-Chairman of the Mobile Marketing Association's (MMA) Privacy Committee, member of the International Association of Privacy Professionals (IAPP).

Alan Chappell

Legal and Privacy Policy
Matthew Keiser

Matt Keiser is the Founder and CEO of LiveIntent with the vision of solving problems that have been plaguing the email industry for years. Prior to LiveIntent, Matt co-founded and served as the President of Datran Media (now PulsePoint), where he architected the underlying technology for their suite of performance-marketing and audience measurement solutions. Matt is a founding partner and co-chair of the investment committee of Grape Arbor VC. He is also the co-founder of Perky Jerky and is on the advisory council for the Rosenbach Museum of Philadelphia.

Matthew Keiser

Product Development
Erik Rind

Erik Rind is one of the nation’s leading experts in payroll/human resources services and technology. After earning a Bachelor’s degree at the George Washington University, Erik joined the human resources consulting group of Price Waterhouse. As a consultant and manager with Price Waterhouse, Erik worked on the design and implementation of new payroll systems for the Navy (NAVSCIPS) and the Army (STARCIPS), and was the key architect of a new human resource/payroll data information retrieval system (PAIDS), designed and implemented for the Central Intelligence Agency. As President & CEO of Benepay Technologies, Erik has expanded the company’s focus from providing integrated HCM solutions to small- to mid-sized companies to a more expanded goal of automating the insurance benefits supply chain. Erik is also at the forefront of efforts to develop a blockchain marketplace that will provide customers with the ability to own and monetize their personal information.

Erik Rind

HR Technology
Matthew McGowan

A digital marketing expert for over 20 years and a background in corporate strategy, Matt is President and a member of the BOD at Adestra (a Business Growth Fund funded ESP and marketing automation platform) where he oversees the global business and it's 150+ employees. Matt was Head of Strategy for the America's Ad Agency business at Google where he worked with Google leadership and the executive teams at the Big 6 advertising holding companies. Matt has an MBA from the University of Oxford and a BA from Lafayette College and spends most of his time in NYC and Toronto.

Matthew McGowan

Marketing Technology
Michael Fahey

Mike is an investor, advisor and attorney with a successful career partnering with boards and management at all levels for both domestic and international B2B and B2C services companies. Mike earned his JD from Penn Law School, where he was editor-in-chief of the Journal of International Economic Law

Michael Fahey

Legal (Corporate)
Steven Sprague

Steven is one of the principal industry evangelists for the application of trusted computing technology. Steven served as President and CEO of Wave Systems Corp. for 14 years before transitioning to the board of directors. A popular speaker on cybersecurity and trusted computing, Steven has a strong technical foundation in the principles, capabilities, and business models of incorporating trusted hardware into everyday computing – and is skilled at translating these concepts into layman’s terms.

Steven Sprague

Blockchain and Security

Investors & Partners


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